Create strong connectivity across Comms team for most projects to keep processes on track in a fast paced environment, while maintaining confidentiality as appropriate. Draft press releases for corporate news as well as required investor relations needs and as appropriate publish to the wire. Draft routine Product Alerts, Service Alerts or other business communications as

Support the centralized monitoring program by performing risk based testing and oversight reviews, electronic communication monitoring, and market abuse testing. Identify, escalate, address, and validate potential policy violations identified through monitoring activities. Partner with business and compliance colleagues to enhance and develop compliance controls and new c

Reviewing updates and communications for account changes and terminations ensuring compliance with policies and regulations. Monitoring and responding to e mail inquiries from sponsors and internal business partners. RFP assistance providing answers to quarterly sponsor surveys, collaborating with various departments such as Legal, Risk, and the Portfolio Implementation t

Become part of a team to provide marketing support across multiple channels with a primary focus on the Intermediary Channel. Create, maintain and execute reoccurring emails using Salesforce Marketing Cloud for distribution to both tiered and un tiered client segments. Project manage marketing materials and key events from start to finish, keeping track of deliverables an

Manage the firm's books and records requirements Assist in supporting the NFA/CFTC program Complete international and domestic regulatory filings and reporting Work effectively with Compliance and business line subject matter experts to implement and maintain compliance program activities Communicate, escalate, address and validate issues identified during compliance prog